She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. He is also a member of the companys Executive Leadership Team. William E. Horton Regions Bank is an Equal Housing Lender and Member FDIC. Design a human-centric compliance culture. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Head of Consumer Banking Group. Sorry, No data match for your criteria. 8 a.m. 7 p.m. When making the leap to a new position, almost half (46%) of executives across all functions underperform. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). By Jeremy King | February 9, 2021. Executive Vice President Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer 2023Gartner, Inc. and/or its affiliates. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. He is also a member of the United Ways Tocqueville Society. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Regions Investment Solutions is a marketing name of Cetera Investment Services. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Gartner Terms of Use Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. C. Matthew Lusco Senior Executive Vice President Head of Corporate Responsibility and Community Engagement. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Congratulations on your new role. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Deron Smithy serves as Regions Treasurer. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. and Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Brett D. Couch She is also responsible for managing the companys relationships with credit rating agencies. 8 a.m. 5 p.m. GMT By clicking the "Submit" button, you are agreeing to the He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. You should consult privacy disclosures at the linked website for further information. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Head of Investor Relations. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Head of Wealth Management Group. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Cheatham graduated from Auburn University with a bachelors degree in accounting. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Head - Financial Risk. Embed controls to reduce risk in a hybrid work environment. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. She also serves as vice president and program chair. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Chief Administrative and Human Resources Officer. Boots Gale, III is general counsel and corporate secretary for Regions. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Logan M. Pichel He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. He began his career in information systems with McDonnell-Douglas. Dana Nolan serves as the Head of Investor Relations at Regions. C. Keith Herron Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. (Photo: Business Wire). He is responsible for 1,500+ facilities and workplace strategy. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Tammy LoCascio Chief Operating Officer . This 32-page document allows for easier reading and reference. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Fill out the form to connect with a representative and learn more. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture.